Form DE LLC Certificate of Formation

INSTRUCTIONS: DE LLC CERTIFICATE OF FORMATION

This form is required in forming a limited liability company within the state of Delaware. Before filling out this form, you’re advised to reserve a name for the LLC and recruit a registered agent.

“DE LLC Certificate of Formation Step 1”

Provide the name of the limited liability company in the first section of this form. If you want to reserve the name of the LLC before filing this form, it will cost $75.00 and last for 120 days. You can reserve the LLC’s name online. Make sure the name of the LLC meets state requirements.

“DE LLC Certificate of Formation Step 2”

Provide the address for LLC’s registered office in the state of Delaware. Provide the street address, city, and zip code. Provide the name of the registered agent on the fourth line of second section. The registered agent can be an individual or corporation.

“DE LLC Certificate of Formation Step 3”

If the limited liability company has a forecasted date of dissolution, provide the specific date in the third section of this form. If there is no date of dissolution, leave this section blank.

“DE LLC Certificate of Formation Step 4”

The fourth section is used to address any other matters the members of the LLC wish to bring forward. If additional space is needed, attach a separate sheet.

“DE LLC Certificate of Formation Step 5”

The authorized persons of the limited liability company need to date and sign the bottom of this form. Make sure to print the names below the signatures.

“DE LLC Certificate of Formation Step 6”

The filing fee for this form is $90.00. If you request a certified copy, you need to send an additional $50. Make the check payable to the Delaware Secretary of State. You can contact the Secretary of State for more information by calling (302) 739-3073.

“DE LLC Certificate of Formation Step 7”

Send the completed forms and fees to the following address:

Division of Corporations

John G. Townsend Building

401 Federal Street

Suite 4

Dover, DE 19901

“DE LLC Certificate of Formation Step 8”

An LLC in the state of Delaware does not have to file an annual report. However, a limited liability company will still have to pay a tax of $250.00 annually. The tax needs paid by the 1^st of June every year.

Form NV General Partnership Application Packet

INSTRUCTIONS: NV GENERAL PARTNERSHIP APPLICATION PACKET

Use this application to establish a partnership in the state of Nevada. Do not use this form if your business is exempt from licensing laws under NRS 76.020. If exempt, complete a State Business License Exemption form.

“NV General Partnership Application Packet Step 1”

A partner within the partnership needs to sign and provide their name in section 1. The signatory takes responsible for the accuracy and completeness of this form.

“NV General Partnership Application Packet Step 2”

State the name of the partnership in section 2. Make sure the name is original and meets state requirements.

“NV General Partnership Application Packet Step 3”

If other businesses are included in the partnership, provide the names in section 3. The state allows up to four businesses within the same partnership.

“NV General Partnership Application Packet Step 4”

Provide the physical address for the partnership’s principal office in section 4. If the mailing address is different, list the mailing address in section 5.

“NV General Partnership Application Packet Step 5”

List the phone number for the partnership in section 6, and include a business email in section 7. Check the box in section 7 if you want regular electronic notices.

“NV General Partnership Application Packet Step 6”

If the partnership already has a taxpayer identification number, list the number in section 8. Do not provide a social security number.

“NV General Partnership Application Packet Step 7”

The filing fee for this form is at least $200.00. Expedited service will cost more. Make a check payable to Secretary of State. If you’re paying by credit card, you need to fill out the ePayment Checklist. Check the appropriate boxes, provide the credit card information including the card holder information, and sign the bottom of the form.

“NV General Partnership Application Packet Step 8”

A partnership can file online at the following address: www.nvsos.gov. If you’re mailing the form, use the following address:

Secretary of State

202 North Carson Street

Carson City, Nevada 89701-4201

Make sure the form is completed accurately and fully. Incomplete forms will be returned, and filing fees are nonrefundable.

Form TN Certificate for Limited Partnership

Form ADV Uniform Application for Investment Adviser Registration

UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION (Form ADV)

(PAGE 25 TO 81)

Form ADV is a United States Securities and Exchange commission form used for registration of a professional investment advising agency. The form requires disclosure of investment styles, assets under management, and lead officers of the firm.

The Form ADV can be obtained through the Securities and Exchange commission’s website or by obtaining the documents through an SEC local office.

Form ADVs require extensive information about your financial advising firm, so ensure that you have all required information available before filling out the form. Check with the Securities and Exchange Commission for more information about the required filing.

1. The section which must be completed is Part 1A, which requires identifying information, contact information and office locations, and basic information about your firm.

2. In item 2, you must check the proper boxes indicating your registration with the SEC. Items 3, 4, and 5 will be used for stating your form of organization.

3. If you have any other business activities, they must be identified in item 6.

4. Continue through the form, checking the appropriately boxes which apply to your firm. If you are unsure of rules, definitions, or about specific questions, you can search through the SEC website or call a local branch to obtain help in filling out the form.

5. Once you have identified your information in items 1 through 11, you must now move on to schedules A, B, C, and D. These schedules require disclosure of all ownership interests in your financial advising firm. You must provide great detail in filling out the schedules disclosing all ownership interests.

6. Next, you must fill in the criminal disclosure and regulatory action reporting pages, which requires disclosure of any criminal charges against members of your firm. Full disclosure must be given or penalties may be imposed by the SEC.

7. If any civil judicial actions have been made against your firm, they must be disclosed in the appropriate reporting page.

8. Following completion of 1A, you must file part 1B, which is the uniform application for adviser registration.

9. Provide all of the information required in 1B, which is similar to information provided in 1A.

10. You must fill out all parts in 1B, including criminal, regulatory, and judicial actions disclosures.

11. Once completed, all advisers in your firm must sign the Form ADV in the final pages.

Form SS-4246 Notice of Dissolution

Form Application for Reservation of Name (Corporation)

INSTRUCTIONS: APPLICATION FOR RESERVATION OF NAME (CORPORATION)

If you intend on reserving a name, you need to file this form in South Dakota before filing the Articles of Incorporation. You’re encouraged to consult with an attorney before completing this form or any other similar forms.

“Application for Reservation of Name (Corporation) Step 1”

The applicant needs to provide their telephone number and FAX number in the box at the top of this form.

“Application for Reservation of Name (Corporation) Step 2”

Provide the proposed reserved name in the first section of this form. Make sure the name is distinguishable from other business names in the state, and include one of the following designations in the name: corporation, incorporated, company, limited, or a stand abbreviation.

Use the following link to find business listings in South Dakota: https://sdsos.gov/business/search.aspx.

“Application for Reservation of Name (Corporation) Step 3”

Next, you need to check the appropriate box in section 2 of this form. Check the box if you’re reserving the name for a domestic corporation. Check the second box if you’re reserving the name for a domestic corporation but you plan on changing the name.

Check the third box if you want to make an application for a Certificate of Authority. Check the fourth box if the applicant is part of a foreign corporation authorized in the state but the corporation plans to change its name. Check the last box if the any person is forming a foreign corporation and intends to apply for Certificate of Authority.

“Application for Reservation of Name (Corporation) Step 4”

The applicant needs to provide their signature, printed name, title, and address at the bottom of this form. Make sure to provide a date of signature as well.

“Application for Reservation of Name (Corporation) Step 5”

The filing fee for this form is $25, and the check should be made payable to Secretary of State. Before sending the form, make a duplicate of the complete original. Mail the forms and fee to the following address:

Secretary of State Office

500 E Capitol Ave

Pierre, SD 57501